• Information Security Consultant (ISO/IEC 27001 nativ und BSI)
• CISO
• Audits (internal and 2nd party audits)
• Business Development
• Quality Management
• Cyber Security Check (ISACA/BSI)
• Risk Assessment
• BAIT - KAIT - VAIT - MaRisk - KaMaRisk

Erstellung eines Auditplans und Entwicklung von Audit-Policies und Guidelines mit Schwerpunkt auf regulatorische Anforderungen für die Finanzindustrie

Assessment Operational Risk

ISMS and regulatory requirements (BAIT)

Development of an Emergency and Disaster Process based on BSI-Standard 100-4 (Pandemic Threat)

Process documentation on BAFin requirements (KWG §44 assessment)

Development of the existing ISMS with focus to German targets and BAFin requirements.

• Oversight of IT, HR, Legal and regulatory compliance (IOSCO, BMR, IT Security, MaRisk, BAIT, DSGVO).
• CISO: ISO 27001 introduction, development and certification
• Supplier Management
• Conducting ISM Audits with customers and data vendors.
• Structuring organization within a massive growing enterprise.
• Project and Quality Management
• Established and developed daughter companies, domestic (Solactive Technologies GmbH, Dresden) and foreign (Solactive Americas Incorp., Toronto and Solactive APAC Ltd., Hongkong).

• Set up SPV for Commodity backed ETP, BAFin regulated. Origination of commodity products including listing, deposit and logistic of precious metal.

Head of OTC Market Making and Derivatives Trading

• Head of Mutual Funds and ETF trading, OTC Market Making and Derivatives Trading
• Responsibility for correspondent regulatory requirements of stock exchange supervision, MaRisk and MiFID
• Restructuring of mature businesses and creation of new revenue streams: development of a mutual funds trading desk, setup ETF market making team with AP contracts to all major ETF issuers providing liquidity to several exchanges.
• Successfully rolled out an OTC bilateral trading platform to almost all discount brokers in Germany and Austria.
• Implementation of aggregation and netting solutions
• Relationship Management to Online-Brokers and Exchanges

• Aquisition in 08/2004, BaFin regulated
• CEO for the purpose of merge. Restructuring and transfer into Baader Bank AG

• Aquisition by Baader Bank AG in 01.2003, BaFin regulated.
• Restructuring to successful turnaround, finally merged into mother company.

• Head of Equity Trading, oversight of IT and Operations. Supervision by BaFin. Restructuring to profitability. Equity business partially sold to Baader Bank AG.

• Trading and distribution of Warrants, sales and distribution of Certificates, integration of derivative business of Bankers Trust.

• Head of Warrants Origination, Marketing, Sales and Distribution DACH.

• Setup independent Risk Measurements, Evaluation and Reporting.
• Equity derivatives trading:
• Developing Citi`s new initiated warrant business, market making of equity warrants, expanding the business to Austria, France and Netherlands to European market leadership.

• Implementation of DTB Deutsche Termin Börse / EUREX (Trading, Risk, Settlement).