Senior IT Consultant (Regulatory Compliance Specialist, Project Management) (SCD, CRD, MIG21)
Aktualisiert am 16.11.2023
Profil
Freiberufler / Selbstständiger
Remote-Arbeit
Verfügbar ab: 16.11.2023
Verfügbar zu: 100%
davon vor Ort: 100%
Regulatory Compliance
Asset Management System
IT Consultant
Arabic
fluent
English
fluent
French
fluent
German
fluent

Einsatzorte

weltweit (+500km)
Deutschland, Österreich, Schweiz

Projekte überall Möglich ( EMEA vor Ort oder Rest der Welt per remote )

möglich

Projekte

1 Jahr 3 Monate
2022-09 - 2023-11

Migration of compliance rules from MIG21 to CRD

Compliance Specialist
Compliance Specialist
  • Migration of compliance rules from MIG21 to CRD
  • Europe Team Lead
  • Implementation, Review/Testing and BUAT for Regulatory and Prospectus Rules
CRD MIg21 Atlassian JIRA
State Street Bank
Frankfurt am Main
2 Jahre 2 Monate
2021-05 - 2023-06

Supporting the implementation of SCD Solutions

Compliance Specialist
Compliance Specialist
  • Supporting the implementation of SCD Solutions to replace the services from Bloomberg
  • Configuration & Setup of Compliance Manager, implementation & testing of the compliance requirements including the setup of processes and the needed data across the different environments, Remote-SGT Time zone
Fullerton Fund Management
Singapore
3 Jahre 1 Monat
2019-01 - 2022-01

Data preparation for SCD - Shadow accounting

Lead Business Analyst agile Entwicklungsmethoden
Lead Business Analyst
  • Requirements gathering, business analysis, Solution to gather ABOR Data, Positions, Transactions and Cash Flows and market data from hundreds of Portfolios by several custodians into one Simcorp Dimension instance
  • ComServer, General Ledger, Reconciliation Manager, BJG, DFSs?
SimCorp Dimension
agile Entwicklungsmethoden
KIA
Kuwait, EMEA
7 Monate
2020-11 - 2021-05

Pre-Trade/Post Trade rules coding

Compliance Specialis
Compliance Specialis
  • Pre-Trade/Post Trade rules coding
  • Implementing of SCD solution to replace the compliance done by AIM / Bloomberg
  • Migration of the regulatory and prospectus rules to Simcorp
  • Remote - CET Time zone
Conning & Company
USA
11 Monate
2020-01 - 2020-11

Compliance Requirements gathering and implementation in SCD

Simcorp Specialist
Simcorp Specialist
  • Compliance Requirements gathering and implementation in SCD
  • Compliance Manager, Asset Manager, Cash & Securities Manager
Willis Towers Watson
London
11 Monate
2018-03 - 2019-01

Creation of Clients? Portfolios in SCD

Business Analyst
Business Analyst
  • Creation of Clients? Portfolios in SCD and the insourcing of the Data from client?s environment into SCD
  • Set-up and configuration of the complete front office solution (SAAS) including trading and compliance for German asset managers, incl. regulatory and contractual compliance requirements for German & Luxemburg Mandates
  • SCD: CM, OM
Frankfurt am Main
7 Monate
2017-11 - 2018-05

Evaluation and correction of contractual and regulatory compliance requirements

Business Analyst
Business Analyst
  • Evaluation and correction of contractual and regulatory compliance requirements for Swiss, French and Luxemburg Portfolios and mandates
  • SCD: Compliance Manager, cash & securities Manager
Zürich
4 Monate
2017-07 - 2017-10

Coding & Business Testing

Business Analyst
Business Analyst
  • Insourcing the compliance of 250 Funds:
    • ?Prospectus & Regulatory Guidelines + Coding & Business Testing
Allianz Global Investors
Germany, Frankfurt
6 Monate
2017-01 - 2017-06

Performance Optimization for Monitoring & Coding Teams

Compliance Business Analyst
Compliance Business Analyst
  • Performance Optimization for Monitoring & Coding Teams
  • Support for Daily Business ex. Guidelines Coding
  • Prepare training in Regulatory Guidelines
  • Problems solving for complex open issues
Allianz Global Investors
Germany, Frankfurt
2 Jahre
2015-01 - 2016-12

Investment Compliance guidelines and ratios verification for Asset Management

Senior Investment Compliance Analyst
Senior Investment Compliance Analyst
Investment Compliance guidelines and ratios verification for Asset Management: UCITS, AIFM, COMOFI, KAGB.... Track regulatory  rules for investment Worldwide incl. France, Germany, Luxemburg, UK, USA, Switzerland and Ireland
  • Team Management
  • Project Management
State Street Bank GmbH
Germany, Frankfurt
10 Monate
2014-04 - 2015-01

Compliance IT & Business Consulting

Senior Project Manager
Senior Project Manager
Compliance IT & Business Consulting for Investment Banking:
  • Implementing UCITS III & IV regulatory rules
  • In Time and Budget: POC, Planning, Implementation, Resources Management
  • Compliance to regulatory & customized business rules


Migration of the compliance systems:

  • Team Management
  • Project Management


Clients:

  • Deutsche Wertpapier Service Bank AG , Frankfurt
  • HSBC Bank plc., Edinburgh
  • Metzler IT-Services GmbH, Frankfurt
  • Allianz GI, Frankfurt
  • State Street Global Services Boston, Massachusetts
  • Skandinaviska Enskilda Banken AB, Stockholm
  • LGIM, London
State Street Bank GmbH
Germany, Frankfurt
2 Jahre 4 Monate
2012-01 - 2014-04

Taking over the projects from the old consultants? team and building up a new one

Country Manager
Country Manager
Taking over the projects from the old consultants? team and building up a new one
  • Maintaining clients' compliance systems
  • First Level Support for Clients
  • Migrating compliance systems
  • Implementation of new regulatory requirements, ex. European regulatory for the global risk calculation


Clients:

  • Caceis Bank France - Fund Administration, Paris
  • State Street Global Exchange (Europe) GmbH, Paris Branch
  • Société Générale - SGSS IST/ISO, Paris
  • LBPAM/Sogepost- La Banque Postale, Paris
  • CM-CIC Securities, Paris
  • Credit-Suisse Bank, France

Princeton Financial Systems
France, La Défense
2 Jahre 7 Monate
2009-07 - 2012-01

Implementing projects for the largest telecommunication firms

DWH & BI Specialist
DWH & BI Specialist

Implementing projects for the largest telecommunication firms

  • Off-Shoring and Near-Shoring Projects
  • Design, Documentation, testing.
  • Management: Planning and conception of new projects.
  • Business Intelligence
  • KPI & Analytics for Performance Management
  • Dashboards & Scorecards
  • Native and html5 Mobile Apps
  • Data Integration/Mining & ETL processes
  • create and optimize OLAP Cubes for business management
  • Reports creation and optimization


Clients:

  • 1 and 1, Montabaur
  • Vodafone, Düsseldorf
  • Arcor, Essen
  • Arcor, Eschborn
Digital-Ratio GmbH
Germany, Eschborn
2 Jahre 5 Monate
2007-03 - 2009-07

Migration of a Portfolios Risk Management System

Senior IT Consultant
Senior IT Consultant
  • Migration of a Portfolios Risk Management System
  • Design and Implementation of the flows for the automation of importing the Data feeds
  • Design and development of the Portfolios Management
    Dashboard for the Funds Administrators
  • Harmonization of accounts and their settings between Frankfurt and Luxembourg in the funds accounting system
  • Development of a securities transactions interface Suite
  • Implementation and automation of transactions interfaces to
    Multifonds Database.
  • Automation of Swift Connections (ISO 15022 and ISO 20022) between Order Booking system and B2B clients
  • Optimization of Back Office processes.
  • Funds Migration and reconciliation
  • Acceptance Test for a complete DWH Incl. Market data
    interfaces ( Bloomberg, BHF..), Xentis interface and Business Objects Universe
  • Development of a reconciliation Tool for data migration and
    reconciliation with configurable business rules
  • Development of time recording system incl. Expenses Tracking, managing and reporting for employees and clients


Clients:

  • LBBW (LandesBank Baden Württemberg), Stuttgart
  • RBS (Royal Bank of Scotland), Luxemburg
  • eBase (European Bank for Financial Services), Munich
  • Union Investment, Frankfurt
  • Warburg LuxInvest, Luxemburg
  • LGT, Lichtenstein
Acarda GmbH
Germany, Frankfurt
4 Monate
2006-12 - 2007-03

Support in the implementation of an automated solution for the internal platform of the company

Developer and Tester
Developer and Tester
  • Support in the implementation of an automated solution for the internal platform of the company ? Migration of Managers and first aid to use the portal, direct contact with the managers in Asia, America, Africa and Europe
Sanofi-Aventis
France, Paris
8 Monate
2006-05 - 2006-12

Industrial Research

SCTP protocol: research in the security and the applications of the protocol and realize the implementation in Linux Kernel.

Siemens Networks GmbH & co KG
Germany, Munich
7 Monate
2005-10 - 2006-04

Documentation and Testing

OMS Web Services: Automated documentation and Implementation of supported T-Online Web Services for the Partners and points of sales (B2B Web Services)

T-Online International AG
Germany, Darmstadt
1 Jahr 3 Monate
2004-08 - 2005-10

Professor Assistant

Professor Assistant in Analysis for Informatics students in and
Mathematics for ICE master students

Technical University of Darmstadt
Germany, Darmstadt
7 Monate
2005-03 - 2005-09

Industrial Research

Network Management: Development of interfaces between the
management systems of Arcor’s networks like AWS, TNMS and
ACI and migration to one fault management system (IFM for
Integrated Fault Management).

Arcor AG & Co. KG
Germany, Eschborn
7 Monate
2003-12 - 2004-06

Research Assistant

Research on a modified Viterbi equalizer for a new model of a multicarrier channel

Technical University of Darmstadt
Germany, Darmstadt
4 Monate
2002-07 - 2002-10

Trainee

Executing the GSM/PABX interface done in one of my university
projects, and 'Project Study' to commercialize it (markets,
fabrication, budgets and benefits ...).

Apave
Lebanon, Beirut
3 Monate
2002-05 - 2002-07

Trainee

Installation and maintenance of Cisco products, networks and
connections

Data Consult
Lebanon, Beirut

Aus- und Weiterbildung

3 Jahre 1 Monat
2003-09 - 2006-09

Information and Communication Engineering

Master, Technical University of Darmstadt, Higher Education
Master
Technical University of Darmstadt, Higher Education


5 Jahre
1998-09 - 2003-08

Réseaux et télécommunications

Diplôme d?Ingénieur, Université Saint Joseph - USJ Ecole Supérieur d?Ingénieurs de Beyrouth - ESIB Lebanon, Beirut
Diplôme d?Ingénieur
Université Saint Joseph - USJ Ecole Supérieur d?Ingénieurs de Beyrouth - ESIB Lebanon, Beirut


Position

  • Compliance Specialist for Asset Management
  • Anlagegrenzeprüfung, SCD, MIG21, CRD

Kompetenzen

Top-Skills

Regulatory Compliance Asset Management System IT Consultant

Produkte / Standards / Erfahrungen / Methoden

agile Entwicklungsmethoden
SimCorp Dimension

Profil:

  • With more than 20 years of experience in IT Consulting, more than 13 years in the Asset Management sector and more than 10 years in the regulatory compliance
  • Starting as a Dipl. Engineer in Networking and information systems then working as a consultant implementing or migrating data solutions like interfaces, platforms, DWH then offering consulting on the business level in the financial services and managing bigger projects from the POC to the delivery and go live
  • Working in projects for several industries including Asset Management, Telecommunications and pharma
  • Having clients across all the world with different backgrounds


Business Know-How:

  • Investment Compliance and Asset Management UCITS, KAGB, COMOFI, ESMA, CSSF, AIFM, FATCA
  • Compliance Tools: Simcorp Dimension (SCD), Charles River (CRD), MIG21
  • MS Office (incl. Visio, MS Project, FrontPage)
  • BO Tools: Micro strategy, business objects
  • Reporting creation and optimization
  • STP processes and optimizations
  • Project Management
  • Requirements Analysis


Technical Know-How:

  • Business intelligence: 
    • OLAP
    • KPI
    • KRI
    • Analytics
    • dashboards
    • scorecards
  • Data reconciliation, migration, integration, mining
  • EAI / ETL Tools: 
    • Pentaho/Kettle
    • XGen
    • AB Initio
    • QlickView
  • Java Technologies: 
    • Swing
    • Spring (java beans, jms)
    • jdbc
    • jsr94
    • portlets
    • java rules
    • json ...
  • Business rules: 
    • drools
    • java rules
    • oracle business rules
  • Pentaho BI Suite(incl. Design Studio, Report Designer, Kettle, dashboard), JBoss Portal
  • MS Windows, Unix/Linux

Programmiersprachen

Java
C/C++
XML
Matlab
.NET
HTTP

Datenbanken

SQL
MYSQL
PLSQL
ORACLE
MS Access
Microsoft SQL Server
Sybase

Branchen

  • Asset Management
  • Investment Banking
  • Telecommunications
  • Pharma

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