Regulatory Compliance Expert (AML, Investment Protection, Tax Fraud, Sanctions, ESG) Senior Project Manager ESG Expert IT Audit
Aktualisiert am 06.01.2025
Profil
Freiberufler / Selbstständiger
Remote-Arbeit
Verfügbar ab: 01.01.2025
Verfügbar zu: 100%
davon vor Ort: 100%
ESG
Regulatory Compliance
Project Management
CSRD Reporting
ESG Data Expert
AML
Sanctions
Investment Protection
MiFID
Tax Fraud
IT Audit
Consulting
German
native
English
Fluent
French
Fluent
Spanish
Fluent

Einsatzorte

Einsatzorte

Berlin (+50km)
Deutschland, Schweiz
möglich

Projekte

Projekte

1 Jahr 6 Monate
2022-07 - 2023-12

Managed workstream on project advising enterprises

Project Manager
Project Manager

Sustainable Finance Practice Group

  • Managed workstream on project advising enterprises on how to transform their corporate business strategies in alignment with EU sustainability reporting regulation (e.g. EU Taxonomy, CSRD, SFDR, etc.) and other global ESG frameworks (e.g. PRI, GRI, UN Goals etc.)
  • Analyzed and assessed global ESG data market on various financial services related topics incl. data metrics and reporting standards in order to initiate cooperative initiatives between market stakeholders and political decision-making bodies of German Federal Government as well as EU Commission
  • Elaborated WWF's position on ESG topic of reporting obligations according to EU regulatory requirements

WWF Germany
1 Jahr
2020-09 - 2021-08

Vocational Education

  • (Post-Master on Sustainable Finance topic) ? see section Education
2 Monate
2020-07 - 2020-08

Preparation Vocational Education

  • Preparation Vocational Education (temporary move from Zurich to Berlin)
3 Jahre 2 Monate
2017-05 - 2020-06

Analyzed and advised on enhancements

Manager
Manager

Strategy Consulting for Regulatory Compliance in Financial Services Industry

  • Worked as a Project Manager on large scale projects implementing MiFID requirements according to EU directive for business and IT processes at a large German Financial Institute
  • Analyzed and advised on enhancements on the risk & compliance control framework on various regulatory topics for Swiss Financial Institute (AML, Investor Protection, Crossborder)
  • Worked as a Project Management Officer (PMO) at Project Portfolio Management department for Swiss Financial Institute; e.i. supported the unit?s head in monitoring project budgets and delivery performance

findic gmbh (zeb group)
11 Monate
2015-02 - 2015-12

Global Financial Intermediaries / Cross-border & Regulatory Projects

Business Risk Manager
Business Risk Manager
  • Provided subject matter expertise to front units on regulatory requirements according to internal and external guidelines (Swiss and EU jurisdictions)
  • Managed and supported bank-wide projects on implementation of regulatory requirements according to internal and external guidelines (Swiss and EU jurisdictions)
  • Analyzed and determined impact of regulatory requirements and other risk related changes on the unit?s business activities
UBS AG
1 Jahr 11 Monate
2013-03 - 2015-01

Wealth Management Europe / Business Risk & Regulatory Management

Project Manager
Project Manager
  • Managed and coordinated international large-scale compliance project (Sustainability)
  • Represented UBS Wealth Management Europe business unit at various stakeholder & working groups across the bank
  • Worked as a subject matter expert for Suitability related topicsfor UBS Wealth  Management Europe business unit
UBS AG
1 Jahr 8 Monate
2012-05 - 2013-12

Legal, Tax & Compliance

Deputy Head of Compliance
Deputy Head of Compliance
  • Established, managed and supported the banks compliance processes and various projects
  • Approved account opening requests for high risk clients and legal persons
DZ Privatbank Schweiz
1 Jahr 4 Monate
2011-01 - 2012-04

Global Compliance / Risk Assessment and Review (Team dissolved)

Compliance Officer
Compliance Officer
  • Prepared and executed Compliance reviews of front desk business activities in regards to internal and external requirements
UBS AG
3 Jahre 1 Monat
2007-12 - 2010-12

Enterprise Risk Services

Senior Consultant
Senior Consultant
  • Executed IT/Internal audits for large Swiss and international clients
  • Performed risk and data analysis for large Swiss and international clients regarding regulatory compliance topics as set out by Swiss banking supervisory authority as well as EU directives
Deloitte AG
Zurich
2 Jahre 10 Monate
2005-02 - 2007-11

IT-Support Department (temporary)

  • Traineeship, PharmARC Analytic Solutions Pvt. Ltd., Bangalore, India
  • Independent Security and Control Staff (temporary), Citibank, Switzerland, Zurich
TDC Switzerland AG (Sunrise)
Zürich

Aus- und Weiterbildung

Aus- und Weiterbildung

2021:

Innovation Design Management

M.A.

University of Applied Sciences Europe (Berlin)


Key Focus:

  • Master Thesis: on request


2004:

Licentiat

M.A.

University of Zurich


Key Focus:

  • Political Economics
  • English Literature/English Linguistics
  • Political Science


CERTIFICATIONS

2019:

SCRUM Master

Project Management Institute (PMI)


2012:

PRINCE2 Practitioner

APMG-International

Kompetenzen

Kompetenzen

Top-Skills

ESG Regulatory Compliance Project Management CSRD Reporting ESG Data Expert AML Sanctions Investment Protection MiFID Tax Fraud IT Audit Consulting

Produkte / Standards / Erfahrungen / Methoden

Professional Summary

  • Highly motivated and experienced strategy consulting manager with 10+ years of project & leadership management within the financial services risk & regulatory compliance area as well as over 5 years of ESG / Sustainable Finance expertise is seeking a challenging ESG related role in the consulting business. 


COMPETENCIES

  • Team Leadership
  • Teamwork
  • Problem Solving
  • Communication Skills
  • Organizational Skills
  • Structured Working
  • Analytical Skills
  • Decision Making
  • Project Management


IT SYSTEM SKILLS

  • MS Office Suite
  • Google Workspace Products
  • Jira
  • Miro


FOREIGN EXPERIENCES

  • Div. stays abroad, 2024
  • Collaboration in a permaculture collective in Greece, 2021- 2022
  • Traveling in Latin America, 2016
  • Internship in India, 2005 - 2006

Einsatzorte

Einsatzorte

Berlin (+50km)
Deutschland, Schweiz
möglich

Projekte

Projekte

1 Jahr 6 Monate
2022-07 - 2023-12

Managed workstream on project advising enterprises

Project Manager
Project Manager

Sustainable Finance Practice Group

  • Managed workstream on project advising enterprises on how to transform their corporate business strategies in alignment with EU sustainability reporting regulation (e.g. EU Taxonomy, CSRD, SFDR, etc.) and other global ESG frameworks (e.g. PRI, GRI, UN Goals etc.)
  • Analyzed and assessed global ESG data market on various financial services related topics incl. data metrics and reporting standards in order to initiate cooperative initiatives between market stakeholders and political decision-making bodies of German Federal Government as well as EU Commission
  • Elaborated WWF's position on ESG topic of reporting obligations according to EU regulatory requirements

WWF Germany
1 Jahr
2020-09 - 2021-08

Vocational Education

  • (Post-Master on Sustainable Finance topic) ? see section Education
2 Monate
2020-07 - 2020-08

Preparation Vocational Education

  • Preparation Vocational Education (temporary move from Zurich to Berlin)
3 Jahre 2 Monate
2017-05 - 2020-06

Analyzed and advised on enhancements

Manager
Manager

Strategy Consulting for Regulatory Compliance in Financial Services Industry

  • Worked as a Project Manager on large scale projects implementing MiFID requirements according to EU directive for business and IT processes at a large German Financial Institute
  • Analyzed and advised on enhancements on the risk & compliance control framework on various regulatory topics for Swiss Financial Institute (AML, Investor Protection, Crossborder)
  • Worked as a Project Management Officer (PMO) at Project Portfolio Management department for Swiss Financial Institute; e.i. supported the unit?s head in monitoring project budgets and delivery performance

findic gmbh (zeb group)
11 Monate
2015-02 - 2015-12

Global Financial Intermediaries / Cross-border & Regulatory Projects

Business Risk Manager
Business Risk Manager
  • Provided subject matter expertise to front units on regulatory requirements according to internal and external guidelines (Swiss and EU jurisdictions)
  • Managed and supported bank-wide projects on implementation of regulatory requirements according to internal and external guidelines (Swiss and EU jurisdictions)
  • Analyzed and determined impact of regulatory requirements and other risk related changes on the unit?s business activities
UBS AG
1 Jahr 11 Monate
2013-03 - 2015-01

Wealth Management Europe / Business Risk & Regulatory Management

Project Manager
Project Manager
  • Managed and coordinated international large-scale compliance project (Sustainability)
  • Represented UBS Wealth Management Europe business unit at various stakeholder & working groups across the bank
  • Worked as a subject matter expert for Suitability related topicsfor UBS Wealth  Management Europe business unit
UBS AG
1 Jahr 8 Monate
2012-05 - 2013-12

Legal, Tax & Compliance

Deputy Head of Compliance
Deputy Head of Compliance
  • Established, managed and supported the banks compliance processes and various projects
  • Approved account opening requests for high risk clients and legal persons
DZ Privatbank Schweiz
1 Jahr 4 Monate
2011-01 - 2012-04

Global Compliance / Risk Assessment and Review (Team dissolved)

Compliance Officer
Compliance Officer
  • Prepared and executed Compliance reviews of front desk business activities in regards to internal and external requirements
UBS AG
3 Jahre 1 Monat
2007-12 - 2010-12

Enterprise Risk Services

Senior Consultant
Senior Consultant
  • Executed IT/Internal audits for large Swiss and international clients
  • Performed risk and data analysis for large Swiss and international clients regarding regulatory compliance topics as set out by Swiss banking supervisory authority as well as EU directives
Deloitte AG
Zurich
2 Jahre 10 Monate
2005-02 - 2007-11

IT-Support Department (temporary)

  • Traineeship, PharmARC Analytic Solutions Pvt. Ltd., Bangalore, India
  • Independent Security and Control Staff (temporary), Citibank, Switzerland, Zurich
TDC Switzerland AG (Sunrise)
Zürich

Aus- und Weiterbildung

Aus- und Weiterbildung

2021:

Innovation Design Management

M.A.

University of Applied Sciences Europe (Berlin)


Key Focus:

  • Master Thesis: on request


2004:

Licentiat

M.A.

University of Zurich


Key Focus:

  • Political Economics
  • English Literature/English Linguistics
  • Political Science


CERTIFICATIONS

2019:

SCRUM Master

Project Management Institute (PMI)


2012:

PRINCE2 Practitioner

APMG-International

Kompetenzen

Kompetenzen

Top-Skills

ESG Regulatory Compliance Project Management CSRD Reporting ESG Data Expert AML Sanctions Investment Protection MiFID Tax Fraud IT Audit Consulting

Produkte / Standards / Erfahrungen / Methoden

Professional Summary

  • Highly motivated and experienced strategy consulting manager with 10+ years of project & leadership management within the financial services risk & regulatory compliance area as well as over 5 years of ESG / Sustainable Finance expertise is seeking a challenging ESG related role in the consulting business. 


COMPETENCIES

  • Team Leadership
  • Teamwork
  • Problem Solving
  • Communication Skills
  • Organizational Skills
  • Structured Working
  • Analytical Skills
  • Decision Making
  • Project Management


IT SYSTEM SKILLS

  • MS Office Suite
  • Google Workspace Products
  • Jira
  • Miro


FOREIGN EXPERIENCES

  • Div. stays abroad, 2024
  • Collaboration in a permaculture collective in Greece, 2021- 2022
  • Traveling in Latin America, 2016
  • Internship in India, 2005 - 2006

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